Step 1: Clarify the BackgroundBeginner6 min read

Step 1: Clarify the Background - Why It Matters

By Art Smalley

The Five-Minute Disaster

I was sitting in a conference room at one of our National Laboratories watching a meeting fall apart. The presenter was brilliant—truly one of the smartest people in the room. But within five minutes, the meeting had descended into chaos.

"Wait—this problem happened before, didn't it? Why is it happening again?"

"Who's actually working on this?"

"Hold on. How long has this been going on?"

Arms crossed. Side conversations. People staring at the table. Then came the breaking point: "Can we just back up? I'm confused about something."

What followed was an hour of people talking past each other. Outsiders from Washington D.C. needed certain context. Senior managers needed different background. Subject matter experts needed their own framing. Nobody was on the same page, and the meeting achieved nothing.

The tragedy? This disaster was completely preventable.

Why Most Problem-Solving Starts on Quicksand

Here's what many people don't understand: Most problem-solving methodologies tell you to "Define the Problem" as Step 1. They skip right over context-setting. They assume everyone in the room already understands the situation.

That assumption kills meetings.

I've watched this pattern repeat hundreds of times across manufacturing plants, laboratories, hospitals, and corporate offices. Smart people jump straight to problem definition or root cause analysis because they want to show progress. They view background clarification as bureaucratic paperwork—something to skip so they can "get to the real work."

But here's what actually happens when you skip context-setting:

  • The interruptions start immediately. "Where is this equipment located?" "What department owns this?" "Why are we even discussing this?"
  • People disengage. If they don't understand why they're in the room, they check out mentally.
  • Trust erodes. Senior leaders wonder if you've done your homework. Subject matter experts question whether you understand the technical details.
  • Decisions get delayed. Without shared understanding, the group can't move forward confidently.

The meeting I described at the National Laboratory? It ended with a vote of no confidence. Not because the presenter lacked technical knowledge, but because she couldn't establish a foundation for the conversation.

What Happens When You Get It Right

Fast forward six months. I worked with that same presenter to prepare for another high-stakes meeting. This time, she approached it differently:

Before the meeting:

  • Sent the agenda and pre-reading materials in advance
  • Gave people time to review context on their own schedule

At the start of the meeting:

  • Put up an agenda slide showing the roadmap for the discussion
  • Stated the expected outcome clearly
  • Brought objects from the gemba—actual parts, photos, samples
  • Spent five focused minutes on "Clarify the Background"

The difference was night and day.

People leaned in. Questions were clarifying, not confrontational. The room had shared context, so the conversation could progress. Subject matter experts felt heard. Senior managers had the strategic framing they needed. Everyone left energized and aligned.

Same presenter. Same technical capability. The only difference was taking the time to clarify the background.

The Hidden Cost of Skipping Context

Think about the math. If you skip background clarification to "save time," you might save five minutes of preparation. But then you lose:

  • 10 minutes to repeated interruptions
  • 15 minutes to confusion and backtracking
  • 20 minutes to misalignment and debate
  • The credibility and confidence of everyone in the room

You "saved" five minutes and lost an hour plus your reputation.

Worse, when the background isn't clear, the problem-solving that follows happens on unstable ground. You might solve the wrong problem. You might propose solutions that don't address root causes. You might implement countermeasures that fail because they're based on incomplete understanding.

Background clarity isn't bureaucracy. It's the foundation that everything else stands on.

What "Clarify the Background" Actually Means

At its core, clarifying the background means ensuring everyone can answer three fundamental questions:

  1. What situation are we discussing? (The basic facts: what, where, when)
  2. Why does it matter? (The business impact, stakeholder effects, urgency)
  3. What's the scope of our work? (What we're examining and what we're not)

When these questions have clear answers, the meeting can proceed smoothly. When they don't, you get the chaos I witnessed at that National Laboratory.

This isn't about creating lengthy documentation. It's about strategic framing. In many cases, good background clarity takes just 3-5 minutes to present—but it requires thoughtful preparation.

Think of it like a race. It doesn't always matter how fast you get out of the gates. But you absolutely cannot fall down on the first step. Clarify the Background is that first step.

The Problem with "Just Start with the Problem"

Many problem-solving frameworks tell you to start by defining the problem. DMAIC, 8D, even traditional A3 templates often jump straight to the problem statement.

But here's what I've learned after decades of coaching problem-solvers: If you don't set context first, you'll spend the entire meeting establishing it anyway—just in the most inefficient way possible.

Without deliberate background clarification:

  • Different stakeholders make different assumptions
  • People lack the context to evaluate your problem statement
  • Questions erupt that should have been answered proactively
  • The meeting becomes 20 Questions instead of collaborative problem-solving

The irony is that people skip background to "save time," but they end up wasting far more time answering questions that proper preparation would have addressed.

One Piece of Advice

Don't skip this step.

Clarifying the background won't solve your problem. But skipping it will guarantee confusion, misalignment, and wasted effort.

Many problem-solving methods start with "Define the Problem" because problem definition is intellectually interesting. Background-setting feels mundane in comparison.

But if you don't set context, expectations, and frame the background properly, you're setting yourself up for an unproductive meeting and a resulting vote of no confidence.

The best problem-solvers I know treat background clarification as a strategic investment. They know that five minutes of clear context-setting will save hours of confusion later.

They also know that good background work demonstrates respect—for people's time, for the complexity of the situation, and for the collaborative process of problem-solving.

What's Next

In the articles that follow, we'll explore:

  • The 5W1H framework for structuring background information systematically
  • How leaders bring gemba to the room through objects, images, and voices from the actual workplace
  • What quality background clarity looks like with concrete examples and criteria
  • The three most common ways background work fails and how to avoid them

But before you move to tools and techniques, embrace this fundamental principle:

Context isn't overhead. Context is the platform that makes everything else possible.

The next time you prepare for a problem-solving meeting, ask yourself: "If I walked into this room knowing nothing, would I understand within five minutes why we're here and what we're trying to accomplish?"

If the answer is no, you're not ready to define the problem yet.

Start with the background. Your future self—and everyone in that meeting—will thank you.

© 2025 Art Smalley | a3thinking.com